Annexure B
Investor Complaints
Investors complaints data to be disclosed monthly by Investment Advisor.
Data for the month ending: September 2026
Complaints for the month
| Sr. No | Received from | Pending at the end of last month | Received | Resolved* | Total pending# | Pending complaints > 3 months | Average resolution time (in days)^ |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | NA |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | NA |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | NA |
| Grand total | 0 | 0 | 0 | 0 | 0 |
- ^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
- * Inclusive of complaints of previous months resolved in the current month.
- # Inclusive of complaints pending as on the last day of the month.
Trend of monthly disposal of complaints
| Sr. No | Month | Carried forward from previous month | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | May 2021 | 0 | 0 | 0 | 0 |
| 2 | June 2021 | 0 | 0 | 0 | 0 |
| 3 | July 2021 | 0 | 0 | 0 | 0 |
| 4 | August 2021 | 0 | 0 | 0 | 0 |
| 5 | September 2021 | 0 | 0 | 0 | 0 |
| 6 | October 2021 | 0 | 0 | 0 | 0 |
| 7 | November 2021 | 0 | 0 | 0 | 0 |
| 8 | December 2021 | 0 | 0 | 0 | 0 |
| 9 | January 2022 | 0 | 0 | 0 | 0 |
| 10 | February 2022 | 0 | 0 | 0 | 0 |
| 11 | March 2022 | 0 | 0 | 0 | 0 |
| 12 | April 2022 | 0 | 0 | 0 | 0 |
| 13 | May 2022 | 0 | 0 | 0 | 0 |
| 14 | June 2022 | 0 | 0 | 0 | 0 |
| 15 | July 2022 | 0 | 0 | 0 | 0 |
| 16 | August 2022 | 0 | 0 | 0 | 0 |
| 17 | September 2022 | 0 | 0 | 0 | 0 |
| 18 | October 2022 | 0 | 0 | 0 | 0 |
| 19 | November 2022 | 0 | 0 | 0 | 0 |
| 20 | December 2022 | 0 | 0 | 0 | 0 |
| 21 | January 2023 | 0 | 0 | 0 | 0 |
| 22 | February 2023 | 0 | 0 | 0 | 0 |
| 23 | March 2023 | 0 | 0 | 0 | 0 |
| 24 | April 2023 | 0 | 0 | 0 | 0 |
| 25 | May 2023 | 0 | 0 | 0 | 0 |
| 26 | June 2023 | 0 | 0 | 0 | 0 |
| 27 | July 2023 | 0 | 0 | 0 | 0 |
| 28 | August 2023 | 0 | 0 | 0 | 0 |
| 29 | September 2023 | 0 | 0 | 0 | 0 |
| 30 | October 2023 | 0 | 0 | 0 | 0 |
| 31 | November 2023 | 0 | 0 | 0 | 0 |
| 32 | December 2023 | 0 | 0 | 0 | 0 |
| 33 | January 2024 | 0 | 0 | 0 | 0 |
| 34 | February 2024 | 0 | 0 | 0 | 0 |
| 35 | March 2024 | 0 | 0 | 0 | 0 |
| 36 | April 2024 | 0 | 0 | 0 | 0 |
| 37 | May 2024 | 0 | 0 | 0 | 0 |
| 38 | June 2024 | 0 | 0 | 0 | 0 |
| 39 | July 2024 | 0 | 0 | 0 | 0 |
| 40 | August 2024 | 0 | 0 | 0 | 0 |
| 41 | September 2024 | 0 | 0 | 0 | 0 |
| 42 | October 2024 | 0 | 0 | 0 | 0 |
| 43 | November 2024 | 0 | 0 | 0 | 0 |
| 44 | December 2024 | 0 | 0 | 0 | 0 |
| 45 | January 2025 | 0 | 0 | 0 | 0 |
| 46 | February 2025 | 0 | 0 | 0 | 0 |
| 47 | March 2025 | 0 | 0 | 0 | 0 |
| 48 | April 2025 | 0 | 0 | 0 | 0 |
| 49 | May 2025 | 0 | 0 | 0 | 0 |
| 50 | June 2025 | 0 | 0 | 0 | 0 |
| 51 | July 2025 | 0 | 0 | 0 | 0 |
| 52 | August 2025 | 0 | 0 | 0 | 0 |
| 53 | September 2025 | 0 | 0 | 0 | 0 |
| 54 | October 2025 | 0 | 0 | 0 | 0 |
| 55 | November 2025 | 0 | 0 | 0 | 0 |
| 56 | December 2025 | 0 | 0 | 0 | 0 |
| 57 | January 2026 | 0 | 0 | 0 | 0 |
| 58 | February 2026 | 0 | 0 | 0 | 0 |
| 59 | March 2026 | 0 | 0 | 0 | 0 |
| 60 | April 2026 | 0 | 0 | 0 | 0 |
| 61 | May 2026 | 0 | 0 | 0 | 0 |
| 62 | June 2026 | 0 | 0 | 0 | 0 |
| 63 | July 2026 | 0 | 0 | 0 | 0 |
| 64 | August 2026 | 0 | 0 | 0 | 0 |
| 65 | September 2026 | 0 | 0 | 0 | 0 |
| Grand total | 0 | 0 | 0 | 0 |
- * Inclusive of complaints of previous months resolved in the current month.
- # Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
| Sr. No | Year | Carried forward from previous year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | 2018-19 | 0 | 0 | 0 | 0 |
| 2 | 2019-20 | 0 | 0 | 0 | 0 |
| 3 | 2020-21 | 0 | 0 | 0 | 0 |
| 4 | 2021-22 | 0 | 0 | 0 | 0 |
| 5 | 2022-23 | 0 | 0 | 0 | 0 |
| 6 | 2023-24 | 0 | 0 | 0 | 0 |
| 7 | 2024-25 | 0 | 0 | 0 | 0 |
| 8 | 2025-26 | 0 | 0 | 0 | 0 |
| Grand total | 0 | 0 | 0 | 0 |
- * Inclusive of complaints of previous months resolved in the current month.
- # Inclusive of complaints pending as on the last day of the month.